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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 5, 2007
NAVISTAR INTERNATIONAL CORPORATION
(Exact name of registrant as specified in its charter)
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Delaware
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1-9618
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36-3359573 |
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(State or other jurisdiction of
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(Commission File No.)
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(I.R.S. Employer |
incorporation or organization)
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Identification No.) |
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4201 Winfield Road, P.O. Box 1488, Warrenville, Illinois
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60555 |
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(Address of principal executive offices)
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(Zip Code) |
Registrants telephone number, including area code (630) 753-5000
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act |
PAGE 2
ITEM 7.01 REGULATION FD DISCLOSURE
In accordance with General Instruction B.2. to Form 8-K, the following information shall not
be deemed filed for purposes of Section 18 of the Securities Act of 1934, as amended, nor shall
it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended,
except as shall be expressly set forth by specific reference in such a filing.
Navistar International Corporation (the company), the nations largest combined commercial
truck, school bus and mid-range diesel engine producer, announced that William A. Caton, Executive
Vice President and Chief Financial Officer, and Terry M. Endsley, Senior Vice President and
Treasurer, will make a presentation at 10:00 a.m. EST on Friday, January 5, 2007, to review the
terms and conditions of a senior unsecured term loan facility and synthetic revolving facility
commitment disclosed on Form 8-K filed January 4, 2007, and discuss recent company and industry
performance.
The presentation can be accessed via listen-only telephone. The dial in number is
866-244-0365 (Intl #: 850-429-1277) ID #: 8404. Copies of the slides containing selected results
of operations and other information about the company to be used as part of the presentation are
attached as Exhibit 99.1 to this Report and incorporated herein by reference and can be accessed at
http://ir.navistar.com. Investors are advised to call in at least 15 minutes prior to the
presentation.
Navistar International Corporation is the parent company of International Truck and Engine
Corporation. The company through its affiliates produces InternationalÒ brand commercial
trucks, mid-range diesel engines, IC brand school buses, Workhorse brand chassis for motor homes
and step-vans and is a private label designer and manufacturer of diesel engines for the pickup
truck, van and SUV markets. The company is also a provider of truck and diesel engine parts and
service sold under the InternationalÒ brand. A wholly owned subsidiary offers financing
services. Additional information is available at www.internationaldelivers.com.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS
The following Exhibits are deemed to be filed under the Securities Exchange Act of 1934, as
amended.
(c) Exhibits
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Exhibit |
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No. |
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Description |
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99.1
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Slide Presentation for presentation to be
held on January 5, 2007
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E-1 |
PAGE 3
Forward Looking Statements
Information provided and statements contained in this report that are not purely historical
are forward -looking statements within the meaning of Section 27A of the Securities Act, Section
21E of the Exchange Act, and the Private Securities Litigation Reform Act of 1995. Such
forward-looking statements only speak as of the date of this report and the company assumes no
obligation to update the information included in this report. Such forward-looking statements
include information concerning our possible or assumed future results of operations, including
descriptions of our business strategy. These statements often include words such as believe,
expect, anticipate, intend, plan, estimate or similar expressions. These statements are
not guarantees of performance or results and they involve risks, uncertainties and assumptions ,
including the risk of continued delay in the completion of our financial statements and the
consequences thereof, the availability of funds, either through cash on hand or the companys other
liquidity sources, to repay any amounts due should any of the companys debt become accelerated,
and decisions by suppliers and other vendors to restrict or eliminate customary trade and other
credit terms for the companys future orders and other services, which would require the company to
pay cash and which could have a material adverse effect on the companys liquidity position and
financial condition. Although we believe that these forward-looking statements are based on
reasonable assumptions, there are many factors that could affect our actual financial results or
results of operations and could cause actual results to differ materially from those in the
forward-looking statements. For a further description of these factors, see Exhibit 99.1 to our
Form 8-K filed on April 12, 2006. In addition, the financial information presented in this report
is preliminary and unaudited and is subject to change based on the completion of our on-going
review of accounting matters, the completion of our fiscal year 2005 and 2006 annual financial
statements and the completion of the restatement of our financial results for the fiscal years 2002
through 2004 and for the first nine months of fiscal 2005. It is likely that the process of
restating the prior year financial statements will require changes to the companys financial
statements for 2005 and 2006 due to revised application of certain accounting principles and
methodologies that individually or in the aggregate may be material.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned hereunto duly authorized.
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NAVISTAR INTERNATIONAL CORPORATION |
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Registrant
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Date: January 5, 2007 |
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/s/ William A. Caton |
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William A. Caton |
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Executive Vice President and Chief Financial Officer |
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